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Barclays fined for failing to protect assets
24 September 2014
London

Barclays Bank has been fined nearly £38 million by the Financial Conduct Authority for failing to properly protect clients’ custody assets, worth £16.5 billion...

SmartStream wins TLM Reconciliations SEC contract
23 September 2014
Washington DC

SmartStream has been awarded a contract by the US Securities and Exchange Commission (SEC) to furnish SmartStream’s TLM Reconciliations Premium solution to the SEC’s office of compliance inspection and examinations (OCIE)...

Euroclear and SIX partner for Swiss clients
23 September 2014
Zurich

SIX Securities Services and Euroclear Bank have joined forces in a co-operation initiative to provide more cost- and risk-efficient fund services to Swiss investors...

Role expansion for Bravura's Stevens
23 September 2014
Melbourne

Bravura Solutions’ global director of strategy, Darren Stevens, is getting an expanded role to director, product management and strategy for global wealth management...

Sparinvest automates with SunGard
23 September 2014
Copenhagen

Denmark-based asset manager, Sparinvest, has selected SunGard’s XSPrisa to automate its global corporate actions processing...

NSD launches pre-LEI website
23 September 2014
Moscow

Russia’s central securities depositary, the National Settlement Depository (NSD), has launched a pre-legal entity identifier (LEI) website...

Japanese bank switches to Lombard's REPORTER
23 September 2014
London

Lombard Risk Management has announced that a large Japanese bank has switched from rFrame to Lombard Risk’s REPORTER service for Bank of England regulatory reporting and compliance...

Enhanced service for UK pension funds
23 September 2014
London

BNY Mellon and Redington are teaming up to offer Redington’s pension fund clients an enhanced asset and liability risk reporting service...

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